Download Safari Books Online apps: Apple iOS | Android

Entire Site

Safari Books Online

    Free Trial

    Safari Books Online is a digital library providing on-demand subscription access to thousands of learning resources.


    Cover
    Half Title page
    Title page
    Copyright page
    Dedication
    Introduction
    Acknowledgements
    Part One: Investments and Securities Explained
    Chapter 1: An Introduction to Financial Instruments
    Chapter 2: Equities
    Chapter 3: Debt Instruments
    Chapter 4: Cash
    Chapter 5: Derivatives
    Chapter 6: Common Attributes of Financial Instruments
    Chapter 7: Market Participants
    Chapter 8: How Investment Firms are Regulated
    Chapter 9: Straight-Through-Processing
    Chapter 10: The Role of Accurate Static Data in the STP Process
    Chapter 11: Communications Between Industry Participants
    Chapter 12: The Trade Agreement and Settlement Processes
    12.1 The Trade Agreement Process
    12.2 Communications Between the Trade Party and Its Settlement Agent
    Chapter 13: Failed Trades – Causes, Consequences and Resolution
    Chapter 14: An Overview of Investment Accounting
    Chapter 15: The Stock Record – Using the Double-entry Convention to Control Positions and Security Quantities
    Chapter 16: Example STP Flows of Equity Agency Trades – When Execution Venue is the London Stock Exchange
    Chapter 17: The STP Flow of Debt Instrument Trades
    Chapter 18: The STP Flow of Foreign Exchange and Money Market Trades
    Chapter 19: The STP Flow of Futures and Options Transactions
    Chapter 20: The STP Flow of Swap and other OTC Drivative Trades
    Chapter 21: Stock Lending, Repos and Funding
    Chapter 22: The Impact of Islamic Finance
    Chapter 23: The Management of Positions
    Chapter 24: The Management of Risk
    Part Two: Good IT Practice in the Investment Industry
    Appendix 1: Bond Market Price Calculations
    Appendix 2: Summary of Contractual Documents
    Further Reading
    Glossary of Terms
    Index
    • Create BookmarkCreate Bookmark
    • Create Note or TagCreate Note or Tag
    • PrintPrint
    Share this Page URL
    Help

    Part One: Investments and Securities Exp... > Chapter 12: The Trade Agreement and ...

    Chapter 12

    The Trade Agreement and Settlement Processes


      

    You are currently reading a PREVIEW of this book.

                                                                                            

    Get instant access to over
    $1 million worth of books and videos.

      

    Start a Free Trial