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    Cover
    Half Title page
    Title page
    Copyright page
    Dedication
    Introduction
    Acknowledgements
    Part One: Investments and Securities Explained
    Chapter 1: An Introduction to Financial Instruments
    Chapter 2: Equities
    Chapter 3: Debt Instruments
    Chapter 4: Cash
    Chapter 5: Derivatives
    Chapter 6: Common Attributes of Financial Instruments
    Chapter 7: Market Participants
    7.1 Introduction
    7.2 Investors
    7.3 Institutional Fund Managers
    7.4 Private Client Stockbrokers and Investment Managers
    7.5 Investment Banks that Accept and Execute Orders from Investors
    7.6 Investment Exchanges
    7.7 Settlement Agents
    7.8 Other Market Participants
    Chapter 8: How Investment Firms are Regulated
    Chapter 9: Straight-Through-Processing
    Chapter 10: The Role of Accurate Static Data in the STP Process
    Chapter 11: Communications Between Industry Participants
    Chapter 12: The Trade Agreement and Settlement Processes
    Chapter 13: Failed Trades – Causes, Consequences and Resolution
    Chapter 14: An Overview of Investment Accounting
    Chapter 15: The Stock Record – Using the Double-entry Convention to Control Positions and Security Quantities
    Chapter 16: Example STP Flows of Equity Agency Trades – When Execution Venue is the London Stock Exchange
    Chapter 17: The STP Flow of Debt Instrument Trades
    Chapter 18: The STP Flow of Foreign Exchange and Money Market Trades
    Chapter 19: The STP Flow of Futures and Options Transactions
    Chapter 20: The STP Flow of Swap and other OTC Drivative Trades
    Chapter 21: Stock Lending, Repos and Funding
    Chapter 22: The Impact of Islamic Finance
    Chapter 23: The Management of Positions
    Chapter 24: The Management of Risk
    Part Two: Good IT Practice in the Investment Industry
    Appendix 1: Bond Market Price Calculations
    Appendix 2: Summary of Contractual Documents
    Further Reading
    Glossary of Terms
    Index
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    Part One: Investments and Securities Explained > Chapter 7: Market Participants

    Chapter 7

    Market Participants


      

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