The Vigilant Investor: A Former SEC Enforcer Reveals How to Fraud-Proof Your Investments > Due Diligence for the Vigilant > Due Diligence for the Vigilant - Pg. 224: Safari Books Online

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The Vigilant Investor: A Former SEC Enforcer Reveals How to Fraud-Proof Your Investments

The Vigilant Investor: A Former SEC Enforcer Reveals How to Fraud-Proof Your Investments

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Contents

Table of Contents

PART 1: The Wide World of Fraud: First Steps and Advanced Tactics on the Path to Vigilant Investing

PART 2: The Securities Industry: Hunting the Wolf with the Million-Dollar Smile

7. Truth, Lies, and ``Why Don't They Supervise?'' Inside Boiler Rooms and Brokerage Firms

8. Managing Mavericks: Knowing How Compliance Systems Work Can Help You Protect Your Nest Egg

9. Sales Scripts, Bullets, and the One-Two Punch: A Peek into the Stockbrokers' Bag of Tricks

10. Variable Annuities: Bells, Whistles, and Porcine Cosmetics

11. Making Sense of Alphabet Soup: RIAs, CFAs, CFPs, and Your Friendly Neighborhood Insurance Agent

Registered Investment Advisers

``SEC Approved''

RIA as Hedge Fund Manager

What Hath Dodd-Frank Wrought?

Additional Designations

Whom Can I Trust?

Your Friendly Neighborhood Insurance Agent

Due Diligence for the Vigilant

12. Low-Hanging Fruit: Seniors, the Sick, and the Solution

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